Part 5: Section B
Hearings and Decisions

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63  Hearings
63.1 Requirement for a Hearing
A boat or competitor shall not be penalized without a hearing, except as provided in rules 30.2, 30.3, 30.4, 64.4(d), 64.5(b), 69, 78.2, A5.1 and P2.  A decision on redress shall not be made without a hearing. The protest committee shall hear all protests and requests for redress that have been delivered to the race office unless it allows a protest or request to be withdrawn.
63.2 Time and Place of the Hearing; Time for Parties to Prepare
All parties to the hearing shall be notified of the time and place of the hearing, the protest or redress information or the allegations shall be made available to them, and they shall be allowed reasonable time to prepare for the hearing. When two or more hearings arise from the same incident, or from very closely connected incidents, they may be heard together in one hearing. However, a hearing conducted under rule 69 shall not be combined with any other type of hearing.

old 63.2   A representative of each party to the hearing shall be notified of the time and place of the hearing, the protest or redress information shall be made available to them, and they shall be allowed reasonable time to prepare for the hearing.

63.3 Right to Be Present
(a) A representative of each party to the hearing has the right to be present throughout the hearing of all the evidence. When a protest claims a breach of a rule of Part 2, 3 or 4, the representatives of boats shall have been on board at the time of the incident, unless there is good reason for the protest committee to rule otherwise. Any witness, other than a member of the protest committee, shall be excluded except when giving evidence.

previous 63.3(a)   The parties to the hearing, or a representative of each, has the right to be present throughout the hearing of all the evidence. When the protest claims a breach of a rule of Part 2, Part 3 or Part 4, the representatives of boats shall have been on board at the time of the incident, unless there is good reason for the protest committee to rule otherwise. Any witness, other than a member of the protest committee, shall be excluded except when giving evidence.

(b) If a party to a hearing does not come to the hearing, the protest committee may nevertheless proceed with the hearing. If the party was unavoidably absent, the committee may reopen the hearing.

previous 63.3(b)   If a party to the hearing of a protest or request for redress does not come to the hearing, the protest committee may nevertheless decide the protest or request. If the party was unavoidably absent, the committee may reopen the hearing.

63.4 Conflict of Interest
(a) A protest committee member shall declare any possible conflict of interest as soon as he is aware of it. A party to the hearing who believes a member of the protest committee has a conflict of interest shall object as soon as possible. A conflict of interest declared by a protest committee member shall be included in the written information provided under rule 65.2.
(b) A member of a protest committee with a conflict of interest shall not be a member of the committee for the hearing, unless
     (1) all parties consent, or
     (2) the protest committee decides that the conflict of interest is not significant.
(c) When deciding whether a conflict of interest is significant, the protest committee shall consider the views of the parties, the level of the conflict, the level of the event, the importance to each party, and the overall perception of fairness.
(d) However, for World Sailing major events, or for other events as prescribed by the national authority of the venue, rule 63.4(b) does not apply and a person who has a conflict of interest shall not be a member of the protest committee.

63.5 Validity of the Protest or Request for Redress
At the beginning of the hearing the protest committee shall take any evidence it considers necessary to decide whether all requirements for the protest have been met. If they have been met, the protest is valid and the hearing shall be continued. If not, the committee shall declare the protest or request invalid and close the hearing. If the protest has been made under rule 60.3(a)(1), the committee shall also determine whether or not injury or serious damage resulted from the incident in question. If not, the hearing shall be closed.
63.6 Taking Evidence and Finding Facts
(a) The protest committee shall take the evidence, including hearsay evidence, of the parties present at the hearing and of their witnesses and other evidence it considers necessary. However, the committee may exclude evidence which it considers to be irrelevant or unduly repetitive.
(b) A member of the protest committee who saw the incident shall, while the parties are present, state that fact and may give evidence.
(c) A party present at the hearing may question any person who gives evidence.
(d) The committee shall then give the weight it considers appropriate to the evidence presented, find the facts and base its decision on them.


previous version of  63.6   The protest committee shall take the evidence of the parties to the hearing and of their witnesses and other evidence it considers necessary. A member of the protest committee who saw the incident may give evidence. A party to the hearing may question any person who gives evidence. The committee shall then find the facts and base its decision on them.

63.7 Conflict between Rules
If there is a conflict between two or more rules that must be resolved before the protest committee makes a decision, the committee shall apply the rule that it believes will provide the fairest result for all boats affected. Rule 63.7 applies only if the conflict is between rules in the notice of race, the sailing instructions, or any of the other documents that govern the event under item (g) of the definition Rule.
63.8  Protests between Boats in Different Races
A hearing involving parties in different events conducted by different organizing authorities shall be heard by a protest committee acceptable to those authorities.

previous version of rule   A protest between boats sailing in different races conducted by different organizing authorities shall be heard by a protest committee acceptable to those authorities.

63.9 Hearings under Rule 60.3(d) — Support Persons
If the protest committee decides to call a hearing under rule 60.3(d), it shall promptly follow the procedures in rules 63.2, 63.3, 63.4 and 63.6, except that the information given to the parties shall be details of the alleged breach and a person may be appointed by the protest committee to present the allegation.

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64 Protest Decisions
64.1 Standard of Proof, Majority Decisions and Reclassifying Requests
(a) A protest committee shall make its decision based on a balance of probabilities, unless provided for otherwise in the rule alleged to have been broken.
(b) Decisions of the protest committee shall be by simple majority vote of all members. When there is equal division of votes cast,the chairman may cast an additional vote.
(c) The protest committee shall proceed with each case, as a protest, request for redress or other type of request, based on the information in the written request or allegation and testimony during the hearing. This permits the type of case to be changed if appropriate.

64.2 Penalties and Exoneration

When the protest committee decides that a boat that is a party to a protest hearing has broken a rule and is not exonerated, it shall disqualify her unless some other penalty applies. A penalty shall be imposed whether or not the applicable rule was mentioned in the protest. If a boat has broken a rule when not racing, her penalty shall apply to the race sailed nearest in time to that of the incident. However,
(a) if a boat has taken an applicable penalty, she shall not be further penalized under this rule unless the penalty for a rule she broke is a disqualification that is not excludable from her series score;

old a and b   (a) when as a consequence of breaking a rule a boat has compelled another boat to break a rule, the other boat shall be exonerated.
(b) if a boat has taken an applicable penalty, she shall not be further penalized under this rule unless the penalty for a rule she broke is a disqualification that is not excludable from her series score.

(b) if the race is restarted or resailed, rule 36 applies.
 
64.2 Decisions on Redress
When the protest committee decides that a boat is entitled to redress under rule 62, it shall make as fair an arrangement as possible for all boats affected, whether or not they asked for redress. This may be to adjust the scoring (see rule A9 for some examples) or finishing times of boats, to abandon the race, to let the results stand or to make some other arrangement. When in doubt about the facts or probable results of any arrangement for the race or series, especially before abandoning the race, the protest committee shall take evidence from appropriate sources.

64.4 Decisions on Protests Concerning Class Rules
(a) When the protest committee finds that deviations in excess of tolerances specified in the class rules were caused by damage or normal wear and do not improve the performance of the boat, it shall not penalize her. However, the boat shall not race again until the deviations have been corrected, except when the protest committee decides there is or has been no reasonable opportunity to do so.
(b) When the protest committee is in doubt about the meaning of a measurement class rule, it shall refer its questions, together with the relevant facts, to an authority responsible for interpreting the rule. In making its decision, the committee shall be bound by the reply of the authority.
(c) When a boat is penalized under a class rule and the protest committee decides that the boat also broke the same rule in earlier races in the same event, the penalty may be imposed for all such races. No further protest is necessary.
(d) When a boat penalized under a class rule states in writing that she intends to appeal, she may compete in subsequent races without changes to the boat. However, if she fails to appeal or the appeal is decided against her, she shall be disqualified without a further hearing from all subsequent races in which she competed.
(e) Measurement costs arising from a protest involving a class rule shall be paid by the unsuccessful party unless the protest committee decides otherwise.
64.5 Decisions Concerning Support Persons
(a) When the protest committee decides that a support person who is a party to a hearing under rule 60.3(d) or 69 has broken a rule, it may
     (1) issue a warning,
     (2) exclude the person from the event or venue or remove any privileges or benefits, or
     (3) take other action within its jurisdiction as provided by the rules.
(b) The protest committee may also penalize a boat that is a party to a hearing under rule 60.3(d) or 69 for the breach of a rule by a support person by changing the boat’s score in a single race, up to and including disqualification, when the protest committee decides that
(1) the boat may have gained a competitive advantage as the result of the breach by the support person, or
(2) the support person committed a further breach after the protest committee warned the boat in writing, following a previous hearing, that a penalty may be imposed.

previous version   The protest committee may also penalize a competitor for the breach of a rule by a support person by changing the boat’s score in a single race, up to and including DSQ, when the protest committee decides that
(1) the competitor may have gained a competitive advantage as the result of the breach by the support person, or
(2) the support person commits a further breach after the competitor has been warned by the protest committee that a penalty may be imposed.


64.6 Discretionary Penalties
When a boat reports within the protest time limit that she has broken a rule subject to a discretionary penalty, the protest committee shall decide the appropriate penalty after taking evidence from the boat and any witnesses it decides are appropriate.

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65 Informing the Parties and Others
65.1 After making its decision, the protest committee shall promptly inform the parties to the hearing of the facts found, the applicable rules, the decision, the reasons for it, and any penalties imposed or redress given.
65.2 A party to the hearing is entitled to receive the above information in writing, provided (s)he asks for it in writing from the protest committee no later than seven days after being informed of the decision. The committee shall then promptly provide the information, including, when relevant, a diagram of the incident prepared or endorsed by the committee.
65.3  Unless there is good reason not to do so, after any hearing, including a hearing under rule 69, the protest committee may publish the information set out in rule 65.1. The protest committee may direct that the information is to be confidential to the parties.
65.4 When the protest committee penalizes a boat under a class rule, it shall send the above information to the relevant class rule authorities.

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66 Reopening a Hearing
66.1 The protest committee may reopen a hearing when it decides that it may have made a significant error, or when significant new evidence becomes available within a reasonable time. It shall reopen a hearing
when required by the national authority under rule 71.2 or R5.
66.2 A party to the hearing may request a reopening in writing no later than 24 hours after being informed of the decision.
(a) However, on the last scheduled day of racing the request shall be delivered
(1) within the protest time limit if the requesting party was informed of the decision on the previous day;
(2) no later than 30 minutes after the party was informed of the decision on that day.
66.3 The protest committee shall consider all requests to reopen. When a request to reopen is being considered or the hearing is reopened,
(a) when based only on new evidence, a majority of the members of the protest committee shall, if practicable, be members of the original committee;
(b) when based on a significant error, the protest committee shall, if practicable, have at least one new member.

previous version of Rule 66   The protest committee may reopen a hearing when it decides that it may have made a significant error, or when significant new evidence becomes available within a reasonable time. It shall reopen a hearing when required by the national authority under rule 71.2 or R5. A party to the hearing may ask for a reopening no later than 24 hours after being informed of the decision. On the last scheduled day of racing the request shall be delivered
(a) within the protest time limit if the requesting party was informed of the decision on the previous day;
(b) no later than 30 minutes after the party was informed of the decision on that day.

When a hearing is reopened, a majority of the members of the protest committee shall, if possible, be members of the original protest committee.

67 DAMAGES
The question of damages arising from a breach of any rule shall be governed by the prescriptions, if any, of the national authority.

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(for more rules of Part 5, Section B, click here)
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Definitions
Fundamental Rules
Part 2 - When Boats Meet
Part 2A - Right of Way
Part 2B - General Limitations
Part 2C - At Marks and Obstructions
Part 2D - Other Rules
Part 3- Conduct of a Race
Part 4 - Other Requirements When Racing
Part 5A - Protests
Part 5C - Gross Misconduct
Part 5D - Appeals

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